Culture Audit in Financial Services: Reporting on Behaviour to Conduct Regulators Miles Roger
In the next wave of conduct regulation in financial markets, from 2020 the regulator expects firms to produce evidence on how they are improving behaviour and culture, leaving practitioners anxious…
Specifikacia Culture Audit in Financial Services: Reporting on Behaviour to Conduct Regulators Miles Roger
In the next wave of conduct regulation in financial markets, from 2020 the regulator expects firms to produce evidence on how they are improving behaviour and culture, leaving practitioners anxious that their current reporting and management information (MI) are irrelevant to meeting as-yet unclear regulatory expectations.This book provides the insights and tools firms need to report on culture, securing both enhanced business value and the regulator's approval. Culture is now seen as a key contributor to good governance, feeding into existing discourse on environmental, social and governance (ESG) factors and the emerging dialogue on 'non-financial (mis)conduct', but conventional measures of business quality are unfit for the new reporting agenda. Culture Audit in Financial Markets follows the arc of 'behavioural regulation' to examine what the regulator